Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Evan? Claim Your ProfileEvan Farrell is a financial advisor with Truist Advisory Services, Inc. Evan has been a financial advisor for over 30 years and has extensive experience in financial planning, portfolio management, and investment advisory services. Evan is registered with the Securities and Exchange Commission (SEC) and holds Series 7, 9, 10, 31, 63, and 65 licenses. Evan is a registered investment advisor (IA) in Florida and Texas, and a registered broker-dealer (BD) in 22 states, including California, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/13/2017 - Present
Truist Advisory Services, Inc. (BOCA RATON FL)
FL
03/10/2009 - 01/20/2015
OPPENHEIMER & CO. INC. (BOCA RATON FL)
FL
08/18/2006 - 03/11/2009
STANFORD GROUP COMPANY (BOCA RATON FL)
FL
10/01/2000 - 08/22/2006
WACHOVIA SECURITIES, LLC (BOCA RATON FL)
NC
03/29/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
01/28/1995 - 04/20/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/12/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NJ
06/04/1990 - 04/08/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/02/1989 - 02/24/1989
F.D. ROBERTS SECURITIES, INC.
NJ
08/23/1988 - 02/24/1989
F.D. ROBERTS SECURITIES, INC. (PARAMUS NJ)
NA
12/16/1988 - 02/09/1989
MARSHALL DAVIS, INC.
NA
10/14/1988 - 01/03/1989
R A F FINANCIAL CORPORATION
IA
Issued 04/25/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Evan Farrell is the right advisor for you? Invested Better is here to help.
