Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Evan? Claim Your ProfileEvan Graff is a financial advisor with The Leaders Group, Inc. in LITTLETON, CO. Evan has been working in the industry since June 15, 1995.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/02/2015 - Present
THE Leaders Group, Inc. (LITTLETON CO)
AZ
01/16/2014 - 01/23/2015
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
RI
08/31/2011 - 12/31/2013
ING FINANCIAL PARTNERS, INC. (PROVIDENCE RI)
CT
05/06/2003 - 12/06/2010
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
NY
07/06/1998 - 04/25/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MI
08/19/1994 - 07/15/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 03/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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