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Evan D Winters

TD Private Client Wealth LLC

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About Evan D Winters

Evan Winters is a financial advisor who has been in the industry since 1998. He is currently registered with TD Private Client Wealth LLC. He specializes in financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals. Evan is also registered as an investment advisor representative in New Jersey.

Firm Information

Evan Winters is currently registered with TD Private Client Wealth LLC. TD Private Client Wealth LLC, a Limited Liability Company formed in 2012, is an investment advisor with offices in New York, NY. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and other advisory services. TD Private Client Wealth LLC has been registered with the SEC and is also registered in all 50 states. The firm serves a variety of clients including individuals, high net worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
TD Private Client Wealth LLC

1 VANDERBILT AVENUE

NEW YORK, NY 10017

$6.45B

Assets Under Management

Not reported

Total Clients

487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Evan Winters’s Registration & Firm History

PA

02/15/2019 - Present

TD Private Client Wealth LLC (EXTON PA)

NJ

08/04/2016 - 07/20/2017

TD PRIVATE CLIENT WEALTH LLC (CHERRY HILL NJ)

NJ

02/01/2016 - 06/10/2016

LPL FINANCIAL LLC (FLEMINGTON NJ)

NJ

02/16/2012 - 01/19/2016

LPL FINANCIAL LLC (FLEMINGTON NJ)

NE

05/21/2009 - 11/07/2011

TD AMERITRADE, INC. (OMAHA NE)

VA

10/23/2008 - 02/24/2009

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

CA

12/01/2005 - 10/14/2008

LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)

NY

05/12/1998 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

05/12/1998 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

04/03/1997 - 12/22/1997

NEW ENGLAND SECURITIES (NEW YORK NY)

NY

01/10/1997 - 03/11/1997

NEW TIMES SECURITIES SERVICES, INC. (MELVILLE NY)

NY

09/15/1995 - 12/02/1996

STERLING FOSTER & COMPANY, INC. (UNIONDALE NY)

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Licenses & Designations

BOTH

Issued 05/22/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/05/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/18/2010

Series 24 - General Securities Principal Examination

BC

Issued 07/20/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Evan D Winters.
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