Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Evan? Claim Your ProfileEvan Clay Serton is a financial advisor with over 20 years of experience in the industry. Evan currently works with Cohen & Steers Securities, LLC. Previously, Evan held positions at DEAM Investor Services, Inc., Deutsche Bank Securities Inc. and Banc of America Securities LLC. Evan is registered in 53 states and holds the Series 3, Series 7 and SIE licenses. Evan is also a licensed securities agent in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/11/2006 - Present
Cohen & Steers Securities, LLC (NEW YORK NY)
NY
05/30/2003 - 09/19/2006
DEAM INVESTOR SERVICES, INC. (NEW YORK NY)
NY
10/04/2001 - 05/30/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/03/2001 - 08/07/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 12/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2014
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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