Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Evan? Claim Your ProfileEvan Christopher Mallory is a financial advisor with over 1 year of experience in the financial services industry. Evan is currently registered with U.s. Bancorp Investments, Inc. in Ohio as a Registered Representative and Investment Advisor Representative. Prior to joining U.s. Bancorp Investments, Inc., Evan was previously employed by W&S Brokerage Services, Inc. in Kentucky. Evan holds Series 63, Series 65 and Series 7TO licenses and has passed the Securities Industry Essentials Examination (SIE). Evan specializes in providing financial planning, portfolio management, and investment advice to individuals, high-net-worth individuals, corporations, businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
OH
03/26/2024 - Present
U.s. Bancorp Investments, Inc. (Cincinnati OH)
KY
10/10/2022 - 11/10/2023
W&S BROKERAGE SERVICES, INC. (FORT WRIGHT KY)
IA
Issued 03/25/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/10/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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