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Evan Charles Grande

Guggenheim Securities, LLC

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About Evan Charles Grande

Evan Grande is a financial advisor who is registered with Guggenheim Securities, LLC. Evan is currently registered in 46 states. Evan holds Series 63, Series 7TO, Series 79TO and SIE licenses. Evan has been in the industry since November 2022.

Firm Information

Evan Grande is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Evan Grande’s Registration & Firm History

NY

11/21/2022 - Present

Guggenheim Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/21/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/22/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/21/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/07/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Evan Charles Grande.
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