linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Evan C Harte

Advisors Asset Management, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Evan? Claim Your Profile

About Evan C Harte

Evan Harte is an investment advisor representative with Advisors Asset Management, Inc. Evan has been in the financial industry since 2006 and has worked for several firms, including Morgan Stanley Distribution, Inc., Pacer Financial, Inc., Guardian Investor Services LLC, and UBS Financial Services Inc. Evan is registered with the state of Florida and holds Series 7, 7TO, 63, and 66 securities licenses. Evan specializes in providing financial and investment advice to individuals, businesses, and investment companies.

Firm Information

Evan Harte is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

check

supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Evan Harte’s Registration & Firm History

FL

08/19/2021 - Present

Advisors Asset Management, Inc. (Lutz FL)

PA

11/29/2016 - 08/08/2017

PACER FINANCIAL, INC. (MALVERN PA)

NY

08/07/2014 - 05/13/2015

MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)

NY

11/25/2013 - 03/04/2014

GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)

NY

10/07/2009 - 11/22/2013

GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)

NJ

03/05/2007 - 05/13/2009

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

CT

07/20/2005 - 03/07/2007

UBS SECURITIES LLC (STAMFORD CT)

NY

12/14/1999 - 07/18/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if Evan C Harte is right for you?

Licenses & Designations

BOTH

Issued 08/18/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/18/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/10/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/08/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Evan C Harte. Review regulatory record here.
Not sure if Evan C Harte is right for you?