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Evan Bergelt

Rothschild & Co. US Inc.

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About Evan Bergelt

Evan Bergelt is a financial professional with over 7 years of experience in the industry. Evan has worked at several prominent firms, including Credit Suisse Securities (USA) LLC, BMO Capital Markets Corp., and Brown, Gibbons, Lang & Company Securities, Inc. Evan is currently registered with Rothschild & Co. US Inc. in New York, NY. Evan holds the Series 63, Series 79 and SIE licenses.

Firm Information

Evan Bergelt is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Evan Bergelt’s Registration & Firm History

NY

10/23/2019 - Present

Rothschild & Co. US Inc. (NEW YORK NY)

IL

01/05/2018 - 10/09/2019

CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)

IL

02/12/2014 - 09/08/2014

BMO CAPITAL MARKETS CORP. (CHICAGO IL)

IL

05/24/2013 - 01/23/2014

BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/04/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Evan Bergelt.
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