Unclaimed
Evan Arrowsmith is a financial advisor who is registered with Fidelity Brokerage Services LLC. Evan has been in the financial services industry since 2010. Evan has a Series 7, Series 52TO, and Series 63 license and is registered to sell securities in 53 states. Prior to joining Fidelity Brokerage Services LLC, Evan has also worked for Institutional Bond Network, LLC, UBS Securities LLC, UBS Financial Services Inc., Janney Montgomery Scott LLC, and George K. Baum & Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/07/2024 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
CA
01/17/2024 - 04/02/2024
INSTITUTIONAL BOND NETWORK, LLC (THOUSAND OAKS CA)
CO
06/17/2021 - 01/23/2024
UBS SECURITIES LLC (Denver CO)
CO
06/14/2021 - 01/22/2024
UBS FINANCIAL SERVICES INC. (DENVER CO)
CO
11/12/2019 - 07/01/2021
JANNEY MONTGOMERY SCOTT LLC (Denver CO)
CO
05/18/2010 - 09/30/2019
GEORGE K. BAUM & COMPANY (DENVER CO)
BC
Issued 07/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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