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Evan Arrowsmith

Fidelity Brokerage Services LLC

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About Evan Arrowsmith

Evan Arrowsmith is a financial advisor who is registered with Fidelity Brokerage Services LLC. Evan has been in the financial services industry since 2010. Evan has a Series 7, Series 52TO, and Series 63 license and is registered to sell securities in 53 states. Prior to joining Fidelity Brokerage Services LLC, Evan has also worked for Institutional Bond Network, LLC, UBS Securities LLC, UBS Financial Services Inc., Janney Montgomery Scott LLC, and George K. Baum & Company.

Firm Information

Evan Arrowsmith is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Evan Arrowsmith’s Registration & Firm History

CO

05/07/2024 - Present

Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)

CA

01/17/2024 - 04/02/2024

INSTITUTIONAL BOND NETWORK, LLC (THOUSAND OAKS CA)

CO

06/17/2021 - 01/23/2024

UBS SECURITIES LLC (Denver CO)

CO

06/14/2021 - 01/22/2024

UBS FINANCIAL SERVICES INC. (DENVER CO)

CO

11/12/2019 - 07/01/2021

JANNEY MONTGOMERY SCOTT LLC (Denver CO)

CO

05/18/2010 - 09/30/2019

GEORGE K. BAUM & COMPANY (DENVER CO)

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Licenses & Designations

BC

Issued 07/30/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Evan Arrowsmith.
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