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Eva B Brandon

Smbc Nikko Securities America, Inc.

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About Eva B Brandon

Eva B. Brandon is a registered representative with Smbc Nikko Securities America, Inc. Eva has been in the industry since April 28, 2014. Eva is also registered with FINRA. Eva has passed the Securities Industry Essentials Examination and the Operations Professional Examination.

Firm Information

Eva Brandon is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eva Brandon’s Registration & Firm History

NY

09/30/2016 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

05/28/2012 - 10/29/2014

J.P. MORGAN CLEARING CORP. (BROOKLYN NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eva B Brandon.
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