Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eunice? Claim Your ProfileEunice Kim is a financial advisor with BNY Mellon Securities Corp. located in Denver, Colorado. Eunice has over 20 years of experience in the financial services industry and is registered with FINRA and the state of Colorado. Eunice's expertise lies in providing investment advice to both individuals and businesses. She holds Series 7, Series 63, and Series 65 licenses and has a proven track record of success in helping clients achieve their financial goals. Eunice Kim is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CO
06/29/2021 - Present
BNY Mellon Securities Corp. (Denver CO)
CO
04/29/2015 - 08/05/2019
NORTHERN TRUST SECURITIES, INC. (DENVER CO)
CO
03/22/2013 - 04/08/2015
UBS FINANCIAL SERVICES INC. (DENVER CO)
CO
01/08/2010 - 04/05/2013
J.P. MORGAN SECURITIES LLC (DENVER CO)
CO
10/01/2008 - 05/05/2009
J.P. MORGAN SECURITIES INC. (DENVER CO)
CO
05/01/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (DENVER CO)
NY
03/08/1999 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 05/11/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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