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Eugenie Pan Chen

Siebert Williams Shank & CO., LLC

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About Eugenie Pan Chen

Eugenie Pan Chen is a registered representative with Siebert Williams Shank & Co., LLC. She is licensed to conduct business in New York. Eugenie has passed the Series 7TO, Series 52TO and SIE examinations. Her areas of expertise include general securities and municipal securities.

Firm Information

Eugenie Chen is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eugenie Chen’s Registration & Firm History

NY

06/11/2021 - Present

Siebert Williams Shank & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/19/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/11/2021

Series 52TO - Municipal Securities Representative Examination

BC

Issued 05/14/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eugenie Pan Chen.
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