Unclaimed
Eugenia Amador is a financial advisor in Houston, TX. Eugenia has been in the industry since 1986 and has held registrations with several firms including Dean Witter Reynolds Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, NationsSecurities, Banc of America Investment Services, Inc., and UBS International Inc. Currently, Eugenia is registered with UBS Financial Services Inc. Eugenia's certifications include Series 7, Series 63, and Series 65. Eugenia provides financial advice for individuals, businesses, corporations, and other organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
01/01/2010 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
08/25/2006 - 01/01/2010
UBS INTERNATIONAL INC. (HOUSTON TX)
TX
01/01/1998 - 08/29/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (HOUSTON TX)
NA
07/06/1993 - 01/01/1998
NATIONSSECURITIES
NY
04/30/1987 - 07/06/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
04/25/1986 - 05/02/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 12/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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