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Eugene Stephen Gallagher

Castleoak Securities, LP

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About Eugene Stephen Gallagher

Eugene Gallagher is a securities professional with over 30 years of experience in the financial industry. Eugene is currently registered with Castleoak Securities, LP in New York, New York. Prior to joining Castleoak Securities, LP, Eugene was employed at Goldman, Sachs & Co., Blaylock & Partners, L.P., Chase Securities Inc., Kelmoore Investment Company, Inc., and Morgan Stanley & Co., Incorporated. Eugene holds the Series 3, 7, 55, 57TO, and SIE licenses. Eugene is also registered in Nebraska and New York.

Firm Information

Eugene Gallagher is currently registered with Castleoak Securities, LP. Castleoak Securities, LP is a Partnership formed in July 2004. It is registered with the SEC and is approved in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eugene Gallagher’s Registration & Firm History

NY

03/04/2009 - Present

Castleoak Securities, LP (NEW YORK NY)

NY

12/16/2004 - 12/31/2008

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

08/11/2003 - 12/06/2004

BLAYLOCK & PARTNERS, L.P. (NEW YORK NY)

NY

06/10/1999 - 01/10/2001

CHASE SECURITIES INC. (NEW YORK NY)

CA

06/01/1999 - 06/11/1999

KELMOORE INVESTMENT COMPANY, INC. (PALO ALTO CA)

NY

12/20/1989 - 12/16/1998

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/20/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/16/1989

Series 7 - General Securities Representative Examination

BC

Issued 11/22/1989

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Eugene Stephen Gallagher. Review regulatory record here.
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