Unclaimed
Eugene Spinelli is a financial professional with over 30 years of experience in the industry. Eugene has a wide range of experience, having previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, UBS Financial Services Inc., Kidder, Peabody & Co. Incorporated, and Lehman Brothers Inc. Eugene is currently a registered representative with Bofa Securities, Inc. based out of their Philadelphia office. Eugene has extensive knowledge of the financial markets, and is committed to providing clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
PA
05/10/2019 - Present
Bofa Securities, Inc. (PHILADELPHIA PA)
PA
07/29/2008 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHILADELPHIA PA)
PA
01/16/2006 - 07/02/2008
UBS SECURITIES LLC (PHILADELPHIA PA)
NJ
11/23/1994 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/18/1991 - 12/14/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
01/23/1990 - 05/08/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/22/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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