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Eugene Shlossberg

Capital ONE Securities, Inc.

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About Eugene Shlossberg

Eugene Shlossberg is a financial professional with over 20 years of experience in the industry. Eugene is currently registered with Capital One Securities, Inc. Eugene has a strong track record of success in the financial services industry. Eugene holds the Series 7, Series 63, Series 79 and SIE licenses and is registered in 11 states. Prior to joining Capital One Securities, Inc., Eugene was employed with MCMANUS & MILES INCORPORATED and SANFORD C. BERNSTEIN & CO., INC.

Firm Information

Eugene Shlossberg is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eugene Shlossberg’s Registration & Firm History

NY

09/02/2016 - Present

Capital ONE Securities, Inc. (New York NY)

NY

06/11/2001 - 06/23/2015

MCMANUS & MILES INCORPORATED (NEW YORK NY)

NY

08/12/1999 - 11/19/1999

SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/12/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2012

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/12/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Eugene Shlossberg.
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