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Eugene Rabinovich

Barclays Capital Inc.

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About Eugene Rabinovich

Eugene Rabinovich is a financial advisor at Barclays Capital Inc. with over 20 years of experience in the financial industry. Eugene has a broad range of experience in the financial industry, including roles at BOFA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and BANC OF AMERICA SECURITIES LLC. Eugene holds Series 6, 7, 55, 57TO, and 63 licenses.

Firm Information

Eugene Rabinovich is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eugene Rabinovich’s Registration & Firm History

NY

02/02/2023 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

05/10/2019 - 03/15/2021

BOFA SECURITIES, INC. (NEW YORK NY)

NY

12/21/2012 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

12/16/2010 - 12/21/2012

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NY

05/01/2009 - 01/20/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

11/22/2005 - 05/21/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

07/06/2000 - 12/31/2003

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

01/21/1999 - 01/20/2000

MONY SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/21/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/14/1999

Series 7 - General Securities Representative Examination

BC

Issued 01/15/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Eugene Rabinovich. Review regulatory record here.
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