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Eugene Paul O'Connor

WNY Asset Management, LLC

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About Eugene Paul O'Connor

Eugene Paul O'Connor is an investment advisor representative with WNY Asset Management, LLC, located in Williamsville, NY. Eugene has over 30 years of experience in the financial services industry. Eugene holds the Series 7, Series 63, and Series 65 licenses. Eugene has a strong background in providing financial planning, portfolio management for individuals and businesses, and educational seminars.

Firm Information

Eugene O'Connor is currently registered with WNY Asset Management, LLC. WNY Asset Management, LLC is a registered investment advisor based in Williamsville, NY. The firm manages over $1 billion in assets for a range of clients, including high-net-worth individuals, corporations, charitable organizations, and individuals other than high-net-worth. Their services include financial planning, portfolio management, and educational seminars. They have a team of 19 investment advisor representatives and 13 licensed agents.
WNY Asset Management, LLC

6500 SHERIDAN DRIVE, SUITE 200

WILLIAMSVILLE, NY 14221

$1.30B

Assets Under Management

18

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Eugene O'Connor’s Registration & Firm History

NY

10/04/2016 - Present

WNY Asset Management, LLC (WILLIAMSVILLE NY)

NY

05/04/2004 - 07/02/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILLIAMSVILLE NY)

OH

05/14/1999 - 05/06/2004

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

OH

03/15/1998 - 05/14/1999

KEY INVESTMENTS INC. (CLEVELAND OH)

NY

01/01/1994 - 03/04/1998

HAROLD C. BROWN & CO., INC. (BUFFALO NY)

NA

01/09/1992 - 01/01/1994

HAROLD C. BROWN & CO., INC.

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Licenses & Designations

IA

Issued 05/27/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/09/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eugene Paul O'Connor.
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