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Eugene Murrell Peeples

Northwestern Mutual Investment Services, LLC

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About Eugene Murrell Peeples

Eugene Peeples is a financial advisor who has been in the industry since 1995. Eugene is currently registered with Northwestern Mutual Investment Services, LLC and is located in Houston, TX. Prior to joining Northwestern Mutual Investment Services, LLC, Eugene was affiliated with International Assets Advisory, LLC, LPL Financial LLC, M Holdings Securities, Inc., Aon Securities Corporation, NFP Securities, Inc., NYLIFE Securities Inc. and Mutual Service Corporation. Eugene specializes in helping clients with financial planning, investment research, and referrals to other advisors.

Firm Information

Eugene Peeples is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Eugene Peeples’s Registration & Firm History

TX

05/09/2017 - Present

Northwestern Mutual Investment Services, LLC (HOUSTON TX)

TX

09/09/2015 - 04/25/2017

INTERNATIONAL ASSETS ADVISORY, LLC (HOUSTON TX)

TX

07/22/2011 - 08/06/2015

LPL FINANCIAL LLC (SUGAR LAND TX)

TX

05/18/2004 - 07/19/2011

M HOLDINGS SECURITIES, INC. (HOUSTON TX)

IL

05/16/2000 - 02/06/2004

AON SECURITIES CORPORATION (CHICAGO IL)

TX

10/05/1998 - 05/15/2000

NFP SECURITIES, INC. (AUSTIN TX)

NY

04/19/1996 - 09/24/1998

NYLIFE SECURITIES INC. (NEW YORK NY)

MA

10/13/1994 - 12/31/1995

MUTUAL SERVICE CORPORATION (BOSTON MA)

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Licenses & Designations

BC

Issued 10/14/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eugene Murrell Peeples.
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