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Eugene Mckitterick Forsythe

Northwestern Mutual Investment Services, LLC

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About Eugene Mckitterick Forsythe

Eugene Forsythe has been in the financial services industry since February 1978. Eugene is currently registered with Northwestern Mutual Investment Services, LLC and has been since February 1987. Eugene has held prior registrations with other firms including Robert W. Baird & Co. Incorporated, Financial Network Investment Corporation, Financial Synergies Equities, Inc. and NML Equity Services, Inc. Eugene is a Series 7, Series 63 and Series 66 licensed professional. Eugene is also licensed in 19 states. Eugene has also passed the Securities Industry Essentials Examination (SIE).

Firm Information

Eugene Forsythe is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Eugene Forsythe’s Registration & Firm History

TX

02/04/1987 - Present

Northwestern Mutual Investment Services, LLC (HOUSTON TX)

WI

02/04/1987 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

03/18/1986 - 01/12/1987

FINANCIAL NETWORK INVESTMENT CORPORATION

NA

03/29/1982 - 01/09/1986

FINANCIAL SYNERGIES EQUITIES, INC.

NA

12/02/1977 - 05/03/1982

NML EQUITY SERVICES, INC.

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Licenses & Designations

BOTH

Issued 12/14/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/27/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1985

Series 7 - General Securities Representative Examination

BC

Issued 11/25/1977

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Eugene Mckitterick Forsythe. Review regulatory record here.
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