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Eugene Mark Wong

Morgan Stanley & Co. LLC

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About Eugene Mark Wong

Eugene Mark Wong is a financial advisor with over 19 years of experience in the industry. Eugene has been registered with Morgan Stanley & Co. LLC since 2010. Prior to joining Morgan Stanley, Eugene worked at CONIFER SECURITIES LLC and MORGAN STANLEY & CO. INCORPORATED. Eugene is licensed to sell securities in all 50 states and is a Series 7 and Series 63 licensed holder.

Firm Information

Eugene Wong is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eugene Wong’s Registration & Firm History

CA

01/13/2010 - Present

Morgan Stanley & Co. LLC (San Francisco CA)

NY

04/16/2009 - 01/04/2010

CONIFER SECURITIES LLC (NEW YORK NY)

CA

04/29/2004 - 05/04/2009

MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 06/08/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Eugene Mark Wong.
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