Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eugene? Claim Your ProfileEugene Rooney is a financial advisor registered with Equitable Advisors, LLC. Eugene has been in the industry since 1995. He provides a variety of services to individuals and businesses, including financial planning, portfolio management, and pension consulting. Eugene has a strong track record of success and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/09/2024 - Present
Equitable Advisors, LLC (NEW YORK NY)
NY
12/01/2018 - 07/26/2022
AMERIPRISE FINANCIAL SERVICES, LLC (NEW YORK NY)
NY
06/27/2008 - 12/03/2018
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
03/02/2001 - 07/11/2008
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
09/16/1997 - 03/05/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
08/23/1994 - 09/23/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
03/09/1994 - 03/10/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/08/1993 - 02/08/1994
L.C. WEGARD & CO., INC. (NEW YORK NY)
IA
Issued 08/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/15/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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