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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eugene? Claim Your ProfileEugene Duarte is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Eugene has been in the industry since January 15, 1993 and has been with Merrill Lynch since October 2009. Eugene has a wide range of experience in the financial services industry, having worked at several firms prior to Merrill Lynch. Eugene has worked in the financial services industry in several states including New York, Connecticut and Texas. Eugene's credentials include a Series 7, Series 10, Series 24, Series 63 and Series 65 licenses, and he is also a registered Investment Advisor in the State of Texas. Eugene's areas of specialization include providing investment advice, portfolio management, and financial planning to individual clients, businesses and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
12/11/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WEST HARTFORD CT)
CT
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WEST HARTFORD CT)
NY
09/25/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
01/02/1997 - 09/25/2000
FIS SECURITIES, INC. (BOSTON MA)
IN
01/05/1996 - 12/31/1996
MDS SECURITIES INCORPORATED (CARMEL IN)
MA
01/02/1996 - 01/05/1996
FIS SECURITIES, INC. (BOSTON MA)
IN
09/20/1994 - 12/31/1995
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
12/14/1992 - 08/19/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/01/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/19/2002
Series 24 - General Securities Principal Examination
BC
Issued 04/16/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2013
Series 3 - National Commodity Futures Examination
BC
Issued 12/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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