Unclaimed
Eugene J. Weber is a financial advisor with LPL Financial LLC and has been in the financial industry since October 2006. Eugene is registered in 53 states and 2 districts for both Broker/Dealer and Investment Advisor activities. He has worked with Fifth Third Securities, Inc., W&S Brokerage Services, Inc., and Fidelity Brokerage Services LLC before joining LPL Financial LLC. Eugene is a Series 7, 24, 4, 52TO, 53, and 66 licensed advisor and holds a Series 63 license for Broker/Dealer activities. Eugene also holds a Series 66 license for Investment Advisor activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
09/02/2022 - Present
LPL Financial LLC (FORT MILL SC)
OH
08/22/2017 - 09/02/2022
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
10/04/2016 - 09/05/2017
W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)
OH
08/06/2007 - 09/19/2016
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
09/26/2006 - 07/31/2007
FIDELITY BROKERAGE SERVICES LLC (CINCINATTI OH)
BOTH
Issued 07/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2011
Series 4 - Registered Options Principal Examination
BC
Issued 09/24/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/02/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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