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Eugene Hyunwook Kim

Ceros Financial Services, Inc.

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About Eugene Hyunwook Kim

Eugene Hyunwook Kim is a financial professional with over 25 years of experience in the financial services industry. Eugene is currently registered with Ceros Financial Services, Inc. in New York and New Jersey. Eugene has a wide range of experience and is licensed to provide investment advice and securities brokerage services.

Firm Information

Eugene Kim is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eugene Kim’s Registration & Firm History

NY

08/01/2022 - Present

Ceros Financial Services, Inc. (New York NY)

NJ

06/09/2015 - 07/22/2022

NATIONAL SECURITIES CORPORATION (RED BANK NJ)

NY

07/01/1998 - 12/14/1998

ING BARING FURMAN SELZ LLC (NEW YORK NY)

NY

10/14/1997 - 07/01/1998

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

NY

12/24/1996 - 10/03/1997

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/29/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/20/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/09/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Eugene Hyunwook Kim. Review regulatory record here.
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