Unclaimed
Eugene Herbert Johnson is a registered representative with Fidelity Distributors Co. LLC. He is also a registered principal with Series 51 (Municipal Fund Securities Principal Examination) and Series 24 (General Securities Principal Examination) licenses. Eugene is a Series 7 and Series 63 licensed advisor with experience in the financial services industry. He previously worked as an advisor at NATIONAL FINANCIAL SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
11/18/2021 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
RI
12/01/2014 - 11/09/2021
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
BC
Issued 11/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2022
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/06/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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