Unclaimed
Eugene Martino is a financial advisor registered with UBS Financial Services Inc. and has been active in the industry since June 2005. Eugene holds the Series 7, Series 63, Series 65, and Series 66 licenses and is registered to provide investment advice and brokerage services in several states. Eugene specializes in providing financial planning, pension consulting, and educational seminars to individuals, businesses, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Before joining UBS Financial Services Inc. Eugene worked with First Republic Securities Company, LLC, Smith Barney Inc., Lehman Brothers Inc., and Shearman Lehman Hutton Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
07/07/2023 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
10/15/2013 - 07/10/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)
NY
07/31/1993 - 11/22/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
07/13/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/14/1988 - 06/01/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
06/10/1986 - 05/14/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 12/03/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/1995
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/16/1986
Series 18 - Securities Industry Rules and Regulations Examination
BC
Issued 01/30/1978
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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