Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eugene? Claim Your ProfileEugene Gray Smith is a registered investment advisor representative with Oppenheimer & Co. Inc. Eugene has been in the securities industry since 1977 and has worked with several prominent financial institutions, including Wells Fargo Advisors, LLC, UBS Financial Services Inc. and Morgan Stanley. Eugene is registered with the state of North Carolina as well as 27 other states. Eugene is a Series 63 and Series 65 licensed and is currently a board member of the NC TENNIS FOUNDATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NC
07/07/2016 - Present
Oppenheimer & Co. Inc. (WINSTON-SALEM NC)
NC
10/31/2014 - 11/07/2014
WELLS FARGO ADVISORS, LLC (WINSTON SALEM NC)
NC
08/27/2013 - 11/07/2014
UBS FINANCIAL SERVICES INC. (WINSTON-SALEM NC)
NC
06/01/2009 - 09/05/2013
MORGAN STANLEY (WINSTON-SALEM NC)
NC
04/01/1977 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WINSTON-SALEM NC)
IA
Issued 06/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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