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Eugene G Mosca

J.p. Morgan Securities LLC

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About Eugene G Mosca

Eugene Mosca is a registered representative with J.p. Morgan Securities LLC. Eugene has been in the securities industry since October 1992 and has worked with a number of firms including CHASE INVESTMENT SERVICES CORP., CHEMICAL INVESTMENT SERVICES CORP., MARKETING ONE SECURITIES, INC., USLIFE EQUITY SALES CORP., METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Eugene has also worked with Nick's Auto Service as an employee from November 2022. Eugene specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations. He holds Series 6, 7, 63, and 65 licenses.

Firm Information

Eugene Mosca is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Eugene Mosca’s Registration & Firm History

NY

09/20/2013 - Present

J.p. Morgan Securities LLC (West Harrison NY)

NY

09/18/1996 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (BRONX NY)

NA

02/22/1995 - 09/18/1996

CHEMICAL INVESTMENT SERVICES CORP.

OR

01/31/1995 - 02/22/1995

MARKETING ONE SECURITIES, INC. (PORTLAND OR)

NY

04/15/1994 - 01/31/1995

USLIFE EQUITY SALES CORP. (NEW YORK NY)

MA

10/08/1992 - 04/15/1994

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

10/08/1992 - 04/15/1994

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/27/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/05/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/1995

Series 7 - General Securities Representative Examination

BC

Issued 10/05/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Eugene G Mosca. Review regulatory record here.
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