Unclaimed
Eugene Mosca is a registered representative with J.p. Morgan Securities LLC. Eugene has been in the securities industry since October 1992 and has worked with a number of firms including CHASE INVESTMENT SERVICES CORP., CHEMICAL INVESTMENT SERVICES CORP., MARKETING ONE SECURITIES, INC., USLIFE EQUITY SALES CORP., METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Eugene has also worked with Nick's Auto Service as an employee from November 2022. Eugene specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations. He holds Series 6, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/20/2013 - Present
J.p. Morgan Securities LLC (West Harrison NY)
NY
09/18/1996 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BRONX NY)
NA
02/22/1995 - 09/18/1996
CHEMICAL INVESTMENT SERVICES CORP.
OR
01/31/1995 - 02/22/1995
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
04/15/1994 - 01/31/1995
USLIFE EQUITY SALES CORP. (NEW YORK NY)
MA
10/08/1992 - 04/15/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/08/1992 - 04/15/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 02/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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