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Eugene Francis Williams

Dinosaur Financial Group, LLC

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About Eugene Francis Williams

Eugene Williams is a registered representative with Dinosaur Financial Group, LLC. Eugene has been in the securities industry since 1992. Eugene holds the Series 63 and SIE licenses. Eugene has been registered with Dinosaur Financial Group, LLC since 5/31/2019. Previously, Eugene was with Tullett Prebon Financial Services LLC, BGC Financial, L.P. and Tullett Liberty Brokerage Inc..

Firm Information

Eugene Williams is currently registered with Dinosaur Financial Group, LLC. Dinosaur Financial Group, LLC is a Limited Liability Company formed in May 2000. The firm is registered to operate in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a single SEC registration. The firm has disclosed five regulatory events and one arbitration event.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eugene Williams’s Registration & Firm History

NY

05/31/2019 - Present

Dinosaur Financial Group, LLC (NEW YORK NY)

NY

01/15/2015 - 12/09/2015

DINOSAUR FINANCIAL GROUP, L.L.C (NEW YORK NY)

NY

03/16/2010 - 04/25/2013

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

08/18/2009 - 03/16/2010

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

08/25/2008 - 09/15/2009

TULLETT LIBERTY SECURITIES LLC (NEW YORK NY)

NY

09/22/1999 - 10/09/2008

TULLETT LIBERTY BROKERAGE INC. (NEW YORK NY)

NY

09/10/1998 - 10/04/1999

TULLETT & TOKYO SECURITIES, INC. (NEW YORK NY)

NJ

02/02/1989 - 08/27/1998

LIBERTY BROKERAGE INC. (JERSEY CITY NJ)

NA

07/25/1987 - 02/28/1989

FUNDAMENTAL BROKERS INC.

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Licenses & Designations

BC

Issued 02/06/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/09/2015

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Eugene Francis Williams.
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