Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eugene? Claim Your ProfileEugene Borg is a financial professional with over 30 years of experience in the industry. Eugene is currently registered with Osaic Wealth, Inc., a firm that provides financial planning, portfolio management, and other investment advisory services. Eugene has a strong background in the securities industry, having previously worked with several prominent firms including Securities America, Inc., Janney Montgomery Scott LLC, and CIBC World Markets Corp. Eugene holds a Series 63, Series 66, and Series 7 licenses, as well as a Series 24 Principal designation. Eugene specializes in providing financial advice to a wide range of clients including high-net-worth individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (VICTOR NY)
NJ
07/20/2020 - 06/14/2024
SECURITIES AMERICA, INC. (POTTERSVILLE NJ)
NY
04/13/2016 - 11/20/2018
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
04/13/2015 - 01/22/2016
CANACCORD GENUITY INC. (NEW YORK NY)
NY
03/26/2012 - 02/17/2015
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
08/02/2010 - 03/19/2012
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
03/02/2010 - 07/30/2010
SUMMIT SECURITIES GROUP LLC (NEW YORK NY)
NY
09/24/2009 - 02/24/2010
HEXAGON SECURITIES LLC (NEW YORK NY)
NY
03/03/2009 - 09/25/2009
SOUND SECURITIES, LLC (JERICHO NY)
NY
02/25/2002 - 04/10/2008
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
07/07/2000 - 01/24/2002
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
FL
06/19/2000 - 07/20/2000
BNP CAPITAL MARKETS, LLC (MIAMI FL)
NY
06/19/1991 - 03/03/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 9/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/7/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/8/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/17/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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