Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eugene? Claim Your ProfileEugene Heflin is an investment advisor representative who has been in the industry since 1998. Eugene has a strong background in financial services, having worked with several firms including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Prudential Securities Incorporated. Currently, Eugene is registered with Stratos Wealth Partners, Ltd., an independent investment advisor firm, and has a branch office location in Columbus, OH. Eugene holds Series 7, 63, and 65 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
OH
03/03/2016 - Present
Stratos Wealth Partners, Ltd. (Columbus OH)
OH
06/01/2009 - 01/04/2011
MORGAN STANLEY SMITH BARNEY (DAYTON OH)
OH
02/25/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DAYTON OH)
NY
05/06/1998 - 03/02/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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