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Eugene Derango

Axos Clearing LLC

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About Eugene Derango

Eugene Derango is a financial advisor who has been in the industry since September 1997. Currently, Eugene is registered with Axos Clearing LLC in Centennial, CO. Eugene has previously been registered with Folio Investments, Inc., TD Ameritrade, Inc., Financial Network Investment Corporation, Talbot Financial Services, Inc., CNA Investor Services, Inc., Invest Financial Corporation, ABN AMRO Investment Services, Inc., and Laughlin Group Advisors, Inc. Eugene has passed the Series 66, Series 24, SIE and Series 7 exams. Eugene is registered in Colorado.

Firm Information

Eugene Derango is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eugene Derango’s Registration & Firm History

CO

05/24/2022 - Present

Axos Clearing LLC (CENTENNIAL CO)

VA

02/22/2021 - 06/08/2022

FOLIO INVESTMENTS, INC. (MCLEAN VA)

IL

06/07/2004 - 01/06/2021

TD AMERITRADE, INC. (St. Charles IL)

CA

10/03/2001 - 07/08/2004

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

NM

08/15/2000 - 10/16/2001

TALBOT FINANCIAL SERVICES, INC. (ALBUQUERQUE NM)

NY

11/24/1999 - 08/07/2000

CNA INVESTOR SERVICES, INC. (NEW YORK NY)

WI

04/16/1999 - 10/26/1999

INVEST FINANCIAL CORPORATION (APPLETON WI)

IL

04/01/1998 - 05/13/1999

ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)

NE

06/23/1997 - 04/01/1998

LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)

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Licenses & Designations

BOTH

Issued 12/02/1997

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/27/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Eugene Derango.
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