Unclaimed
Eugene Dempsey is a registered representative with Scotia Capital (usa) Inc., a FINRA-registered broker-dealer. Eugene is licensed to provide investment banking services to clients across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
02/26/2024 - Present
Scotia Capital (usa) Inc. (HOUSTON TX)
BC
Issued 02/14/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2024
Series 24 - General Securities Principal Examination
BC
Issued 02/26/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/21/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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