Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eugene? Claim Your ProfileEugene Kearns has been in the financial services industry since January 30, 2006. Eugene is currently registered with Dash Financial Technologies LLC. Eugene is also a registered representative with FINRA, which regulates the U.S. securities industry. Eugene holds licenses including Series 7, Series 3, Series 63 and Series 24. Eugene has previously worked with Convergex Execution Solutions LLC, Liquidpoint, LLC, Credit Suisse Securities (USA) LLC, and Bloomberg Tradebook LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/01/2017 - Present
Dash Financial Technologies LLC (Jersey City NJ)
NY
12/01/2014 - 03/01/2017
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
IL
06/21/2011 - 12/01/2014
LIQUIDPOINT, LLC (CHICAGO IL)
NY
06/03/2008 - 06/30/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CA
01/12/2006 - 05/14/2008
BLOOMBERG TRADEBOOK LLC (SAN FRANCISCO CA)
BC
Issued 09/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2006
Series 3 - National Commodity Futures Examination
BC
Issued 01/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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