Unclaimed
Eugene Cebron Thompson is a registered investment advisor representative with Capital Investment Advisory Services, LLC. Eugene has been in the industry since March 2001. Eugene is registered with the following states: Alabama, Colorado, Florida, Georgia, Missouri, North Carolina, and Texas. Eugene is also registered as an Investment Adviser Representative in North Carolina. Eugene is a Series 63 and 65 holder and has also passed the Series 7 and SIE exams. Eugene is specialized in advising individuals, businesses, corporations, charities, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
02/13/2014 - Present
Capital Investment Advisory Services, LLC (RALEIGH NC)
NC
03/09/2001 - 02/14/2014
WELLS FARGO ADVISORS, LLC (WILMINGTON NC)
IA
Issued 03/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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