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Eugene Cebron Thompson

Capital Investment Advisory Services, LLC

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About Eugene Cebron Thompson

Eugene Cebron Thompson is a registered investment advisor representative with Capital Investment Advisory Services, LLC. Eugene has been in the industry since March 2001. Eugene is registered with the following states: Alabama, Colorado, Florida, Georgia, Missouri, North Carolina, and Texas. Eugene is also registered as an Investment Adviser Representative in North Carolina. Eugene is a Series 63 and 65 holder and has also passed the Series 7 and SIE exams. Eugene is specialized in advising individuals, businesses, corporations, charities, and pension and profit-sharing plans.

Firm Information

Eugene Thompson is currently registered with Capital Investment Advisory Services, LLC. Capital Investment Advisory Services, LLC is a registered investment advisor with the SEC, managing over $1.96 billion in assets for a diverse client base that includes individuals, high-net-worth individuals, corporations, charities, pension plans, and government entities. The firm offers a range of advisory services including financial planning, pension consulting, portfolio management, and selection of other advisors. Capital Investment Advisory Services is based in Raleigh, NC and has 91 licensed agents and 102 investment advisor representatives.
Capital Investment Advisory Services, LLC

100 E. SIX FORKS ROAD

RALEIGH, NC 27609

$1.97B

Assets Under Management

14

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Eugene Thompson’s Registration & Firm History

NC

02/13/2014 - Present

Capital Investment Advisory Services, LLC (RALEIGH NC)

NC

03/09/2001 - 02/14/2014

WELLS FARGO ADVISORS, LLC (WILMINGTON NC)

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Licenses & Designations

IA

Issued 03/30/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/16/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Eugene Cebron Thompson. Review regulatory record here.
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