Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eugene? Claim Your ProfileEugene Carroll Smith is a financial advisor at Cetera Investment Advisers LLC. Eugene has been in the industry since 1982, and has extensive experience in financial planning, investment management, and insurance. Eugene is registered with the state of North Carolina as an investment advisor representative, and is also registered in several other states. Cetera Investment Advisers LLC is a registered investment advisor with the Securities and Exchange Commission (SEC), and offers a variety of financial services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/29/2023 - Present
Cetera Investment Advisers LLC (GOLDSBORO NC)
NC
04/29/2005 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (GOLDSBORO NC)
FL
01/20/1993 - 04/28/2005
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IN
11/05/1990 - 02/04/1993
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
11/05/1990 - 02/04/1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
02/19/1982 - 12/04/1990
PW SECURITIES, INC.
BOTH
Issued 1/3/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/19/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/1/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/10/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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