Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eugene? Claim Your ProfileEugene Nacci is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., with experience in the industry since 2007. He holds Series 7, 9, 10, 63, 65, 99TO and SIE licenses. Eugene has been registered in 53 states and has experience in providing investment advisory services to a wide range of clients including individuals, corporations, charitable organizations, and pension and profit-sharing plans. Eugene's current employer, Merrill Lynch, Pierce, Fenner & Smith Inc., is a large firm with a diverse clientele and manages over $1 trillion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/18/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
12/17/2018 - 01/10/2020
OPPENHEIMER & CO. INC. (CHICAGO IL)
IL
11/19/2014 - 09/12/2017
FIDELITY BROKERAGE SERVICES LLC (NAPERVILLE IL)
IL
09/03/2007 - 11/12/2014
CHARLES SCHWAB & CO., INC. (SCHAUMBURG IL)
IA
Issued 01/17/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/12/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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