Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eugene? Claim Your ProfileEugene Carter has been in the financial services industry since 1980. Currently, Eugene Carter is registered with Stifel, Nicolaus & Company, Inc. and is based in the FRONTENAC, MO office. Previously, Eugene Carter was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, SHEARSON LEHMAN HUTTON INC. and E. F. HUTTON & COMPANY INC.. Eugene Carter has passed the Uniform Investment Adviser Law Examination and Uniform Securities Agent State Law Examination. Eugene Carter is registered with the following states: Alabama, Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Massachusetts, Michigan, Missouri, Nebraska, New York, Oregon, Texas, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/04/2019 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
MO
03/30/1988 - 10/07/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LADUE MO)
NA
04/11/1988 - 05/06/1988
SHEARSON LEHMAN HUTTON INC.
NA
03/20/1980 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 05/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 04/16/1980
PC - AMEX Put and Call Exam
BC
Issued 10/16/1976
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Eugene Carter is the right advisor for you? Invested Better is here to help.
