Unclaimed
Eugene Braigen is a financial professional with over 20 years of experience in the securities industry. Eugene is currently registered with Avalon Securities, Ltd. and is also a Series 79TO, SIE, and Series 62 licensed professional. Prior to joining Avalon Securities, Ltd., Eugene was employed by ECOBAN SECURITIES CORPORATION, MAPLE SECURITIES U.S.A. INC., IIG HORIZONS SECURITIES, LLC, FIRST INTERNATIONAL CAPITAL LTD., and SPENCER TRASK SECURITIES INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/27/2022 - Present
Avalon Securities, Ltd. (NEW YORK NY)
NY
03/14/2006 - 12/20/2021
ECOBAN SECURITIES CORPORATION (NEW YORK NY)
NJ
05/10/2004 - 02/02/2006
MAPLE SECURITIES U.S.A. INC. (JERSEY CITY NJ)
NY
03/06/2001 - 06/26/2002
IIG HORIZONS SECURITIES, LLC (NEW YORK NY)
NA
11/13/2000 - 07/02/2001
FIRST INTERNATIONAL CAPITAL LTD. (PEMBROKE )
NY
07/06/1999 - 09/13/1999
AVALON SECURITIES, LTD. (NEW YORK NY)
NY
06/29/1998 - 08/18/1998
SPENCER TRASK SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 07/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1998
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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