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Eugene Braigen

Avalon Securities, Ltd.

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About Eugene Braigen

Eugene Braigen is a financial professional with over 20 years of experience in the securities industry. Eugene is currently registered with Avalon Securities, Ltd. and is also a Series 79TO, SIE, and Series 62 licensed professional. Prior to joining Avalon Securities, Ltd., Eugene was employed by ECOBAN SECURITIES CORPORATION, MAPLE SECURITIES U.S.A. INC., IIG HORIZONS SECURITIES, LLC, FIRST INTERNATIONAL CAPITAL LTD., and SPENCER TRASK SECURITIES INCORPORATED.

Firm Information

Eugene Braigen is currently registered with Avalon Securities, Ltd.. Avalon Securities, Ltd. is a corporation formed on May 18, 1992. The firm is registered with the SEC and in 42 states.

Not reported

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eugene Braigen’s Registration & Firm History

NY

07/27/2022 - Present

Avalon Securities, Ltd. (NEW YORK NY)

NY

03/14/2006 - 12/20/2021

ECOBAN SECURITIES CORPORATION (NEW YORK NY)

NJ

05/10/2004 - 02/02/2006

MAPLE SECURITIES U.S.A. INC. (JERSEY CITY NJ)

NY

03/06/2001 - 06/26/2002

IIG HORIZONS SECURITIES, LLC (NEW YORK NY)

NA

11/13/2000 - 07/02/2001

FIRST INTERNATIONAL CAPITAL LTD. (PEMBROKE )

NY

07/06/1999 - 09/13/1999

AVALON SECURITIES, LTD. (NEW YORK NY)

NY

06/29/1998 - 08/18/1998

SPENCER TRASK SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/14/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/1998

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eugene Braigen.
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