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Eugene Anthony Miao

Nuveen Securities, LLC

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About Eugene Anthony Miao

Eugene Anthony Miao is a financial professional with over 20 years of experience in the industry. Eugene has held positions at several prominent firms, including Merrill Lynch, Morgan Stanley, and CIBC World Markets Corp. Eugene is currently registered with Nuveen Securities, LLC. Eugene holds a Series 7, Series 24, Series 63 and Series 82TO license. Eugene's career has been focused on helping clients meet their financial goals.

Firm Information

Eugene Miao is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eugene Miao’s Registration & Firm History

NY

07/10/2024 - Present

Nuveen Securities, LLC (New York NY)

NY

04/30/2009 - 11/01/2012

NEXBANK SECURITIES INC (NEW YORK NY)

NY

05/16/2007 - 01/29/2008

NEXBANK SECURITIES INC (NEW YORK NY)

NY

04/20/2005 - 04/18/2007

CIBC WORLD MARKETS CORP. (NEW YORK NY)

CT

03/21/2003 - 01/31/2005

CRT CAPITAL GROUP LLC (STAMFORD CT)

NY

03/11/1998 - 02/21/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

09/04/1990 - 03/10/1998

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/07/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/08/1998

Series 24 - General Securities Principal Examination

BC

Issued 07/10/2024

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/05/2024

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eugene Anthony Miao.
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