Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eugene? Claim Your ProfileEugene Andrew Cunningham is a financial professional with over 25 years of experience in the industry. Eugene is currently registered with Raymond James & Associates, Inc., and has previously been affiliated with firms such as D.A. Davidson & Co., Duncan-Williams, Inc., and H.C. Wainwright & Co., Inc. Eugene holds a variety of licenses and certifications, including Series 3, 6, 7, 24, 63, 65, and SIE. Eugene specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/22/2018 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
01/14/2013 - 10/03/2017
D.A. DAVIDSON & CO. (ST. PETERSBURG FL)
FL
04/03/2012 - 01/11/2013
DUNCAN-WILLIAMS, INC. (TAMPA FL)
FL
11/19/2010 - 11/01/2011
H.C. WAINWRIGHT & CO., INC. (TAMPA FL)
FL
04/15/2010 - 10/14/2010
PERAZA CAPITAL AND INVESTMENT, LLC (TAMPA FL)
CT
07/25/2008 - 12/31/2009
SINCLAIR & COMPANY, LLC (DARIEN CT)
FL
11/10/2000 - 08/17/2006
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
04/18/1999 - 11/29/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
WI
03/25/1999 - 03/31/1999
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
03/24/1999 - 03/31/1999
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NY
01/01/1998 - 10/06/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
09/28/1992 - 12/18/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
12/18/1991 - 01/17/1992
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
06/11/1991 - 12/11/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
11/15/1990 - 11/27/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 10/14/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2010
Series 24 - General Securities Principal Examination
BC
Issued 07/25/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1994
Series 3 - National Commodity Futures Examination
BC
Issued 06/10/1991
Series 7 - General Securities Representative Examination
BC
Issued 11/13/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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