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Eugene Alexander Izumo

Finalis Securities LLC

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About Eugene Alexander Izumo

Eugene Izumo is a registered representative of Finalis Securities LLC, an investment banking firm. Eugene has been in the securities industry since 2012, holding previous positions at B. RILEY SECURITIES, INC. and GCA ADVISORS, LLC. Eugene is licensed in California and holds the Series 63, Series 79TO, SIE, and Series 79 licenses.

Firm Information

Eugene Izumo is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eugene Izumo’s Registration & Firm History

NY

05/17/2024 - Present

Finalis Securities LLC (New York NY)

CA

05/19/2023 - 04/19/2024

B. RILEY SECURITIES, INC. (Los Angeles CA)

CA

09/07/2012 - 08/29/2016

GCA ADVISORS, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 03/09/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/18/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/03/2023

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eugene Alexander Izumo.
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