Unclaimed
Etzer Darout is a registered representative with BMO Capital Markets Corp. Etzer has been in the securities industry since July 27, 2015. They have been registered with BMO Capital Markets Corp. since November 8, 2021. Etzer is licensed in 51 states and the District of Columbia. Previously, Etzer was a registered representative with Guggenheim Securities, LLC and Leerink Partners LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
MA
11/08/2021 - Present
BMO Capital Markets Corp. (BOSTON MA)
MA
06/26/2018 - 11/05/2021
GUGGENHEIM SECURITIES, LLC (BOSTON MA)
MA
07/09/2015 - 06/08/2018
LEERINK PARTNERS LLC (BOSTON MA)
BC
Issued 07/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/14/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/09/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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