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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ettore? Claim Your ProfileEttore Ventrice is a financial advisor with over 30 years of experience in the industry. Ettore is currently registered with UBS Financial Services Inc. in Florida, Pennsylvania and Texas, and has previously worked with Oppenheimer & Co. Inc., Stanford Group Company and Stillpoint Wealth Management, LLC. Ettore holds a Series 3, 7, 63, and 65 license, as well as the Securities Industry Essentials (SIE) exam. Ettore specializes in portfolio management for individuals and businesses, financial planning and pension consulting. Ettore's experience and expertise make him a valuable resource for clients looking to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
05/01/2015 - Present
UBS Financial Services Inc. (BOCA RATON FL)
FL
03/31/2009 - 05/04/2015
OPPENHEIMER & CO. INC. (BOCA RATON FL)
FL
11/01/2006 - 03/17/2009
STANFORD GROUP COMPANY (BOCA RATON FL)
FL
04/02/2004 - 11/10/2006
STILLPOINT WEALTH MANAGEMENT, LLC (BOCA RATON FL)
NY
03/31/1992 - 04/19/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 10/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1992
Series 3 - National Commodity Futures Examination
BC
Issued 03/30/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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