Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Etta? Claim Your ProfileEtta Christene Hearn is an investment advisor representative with LPL Financial LLC. Etta has been working in the financial services industry since 2008 and has been registered with LPL Financial LLC since 2015. Etta has a Series 63, 66 and 7 licenses and has passed the Securities Industry Essentials Examination. Etta has experience working with individuals, corporations, and other businesses, as well as pension and profit-sharing plans and charitable organizations. In addition to her work at LPL Financial LLC, Etta is also a BSA Assistant with Town & Country Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/13/2015 - Present
LPL Financial LLC (SALEM MO)
OK
05/26/2011 - 10/02/2012
BOSC, INC. (OKLAHOMA CITY OK)
OK
11/16/2007 - 04/26/2011
IBC INVESTMENTS (OKLAHOMA CITY OK)
BOTH
Issued 11/12/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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