Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Etsuji? Claim Your ProfileEtsuji Edward Oizumi is a financial advisor registered with Avantax Advisory Services. Etsuji has been in the financial services industry since 2011. Etsuji is licensed to provide financial advice in Arizona and California. Etsuji has experience working with MML Investors Services, LLC, Cetera Advisor Networks LLC, Principal Securities, Inc., Waddell & Reed, PFS Investments Inc., and Avantax Advisory Services. In addition to financial planning, Etsuji also provides insurance services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
CA
11/03/2021 - Present
Avantax Advisory Services (ANAHEIM CA)
CA
02/04/2019 - 10/04/2021
MML INVESTORS SERVICES, LLC (NEWPORT BEACH CA)
CA
11/09/2018 - 02/09/2019
CETERA ADVISOR NETWORKS LLC (SANTA ANA CA)
CA
09/15/2016 - 06/05/2018
PRINCIPAL SECURITIES, INC. (IRVINE CA)
CA
12/28/2015 - 09/12/2016
WADDELL & REED (COSTA MESA CA)
CA
04/20/2011 - 05/07/2014
PFS INVESTMENTS INC. (TUSTIN CA)
BOTH
Issued 07/09/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/19/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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