Unclaimed
Etienne Grisey is a financial professional with over 20 years of experience in the securities industry. Etienne is currently registered with BNP Paribas Securities Corp. in New York, NY. Etienne's professional experience includes roles at BNP Paribas Securities Corp. and BNP PARIBAS SECURITIES CORP. Etienne has a strong track record in providing financial advice and services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/12/2023 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
02/02/2004 - 05/22/2009
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
01/02/2003 - 02/02/2004
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 09/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/12/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/24/2023
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/07/2003
Series 3 - National Commodity Futures Examination
BC
Issued 12/26/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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