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Ethel Dobbyn Boyd

Pruco Securities, LLC

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About Ethel Dobbyn Boyd

Ethel Dobbyn Boyd is a financial advisor with Pruco Securities, LLC. Ethel has been in the financial services industry since 1995 and has a wide range of experience. Ethel is registered with FINRA and the Securities Investor Protection Corporation (SIPC).

Firm Information

Ethel Boyd is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Ethel Boyd’s Registration & Firm History

MN

12/14/2021 - Present

Pruco Securities, LLC (Minneapolis MN)

NC

07/17/2018 - 12/03/2021

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

NC

08/23/2007 - 04/12/2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)

NY

05/31/2002 - 02/18/2005

NYLIFE SECURITIES INC. (NEW YORK NY)

NA

05/30/1995 - 07/28/1997

SCUDDER INVESTOR SERVICES, INC.

NY

11/09/1987 - 07/28/1997

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/13/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/01/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/28/2007

Series 24 - General Securities Principal Examination

BC

Issued 12/10/1990

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2007

Series 7 - General Securities Representative Examination

BC

Issued 11/06/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ethel Dobbyn Boyd. Review regulatory record here.
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