Unclaimed
Ethan Thompson is a registered representative with Nylife Securities LLC. Ethan is licensed in California, Oregon, and Washington. Ethan has passed the Series 63, Series 7TO, and SIE exams. Ethan's current employment began on April 11, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WA
04/11/2024 - Present
Nylife Securities LLC (RAYMOND WA)
BC
Issued 04/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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