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Ethan Thompson

Nylife Securities LLC

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About Ethan Thompson

Ethan Thompson is a registered representative with Nylife Securities LLC. Ethan is licensed in California, Oregon, and Washington. Ethan has passed the Series 63, Series 7TO, and SIE exams. Ethan's current employment began on April 11, 2024.

Firm Information

Ethan Thompson is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ethan Thompson’s Registration & Firm History

WA

04/11/2024 - Present

Nylife Securities LLC (RAYMOND WA)

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Licenses & Designations

BC

Issued 04/22/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/08/2024

Series 7TO - General Securities Representative Examination

BC

Issued 09/14/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ethan Thompson.
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